Financial Regulatory
India’s financial regulatory landscape is dynamic, governed by multiple authorities such as the Reserve Bank of India (RBI), Securities and Exchange Board of India (SEBI), and the Insurance Regulatory and Development Authority (IRDAI). As the financial ecosystem expands with digital innovation, fintech integration, and cross-border investments, organizations must adhere to evolving laws and compliance standards. Regulatory oversight now extends to payments, insurance, investment management, and virtual assets — demanding vigilant legal guidance and real-time compliance updates.
Dhir & Mohanty’s Financial Regulatory practice advises financial institutions, non-banking finance companies (NBFCs), fintech firms, and investors on a full spectrum of regulatory, transactional, and enforcement matters. We guide clients on licensing, governance, data protection, and compliance with RBI and SEBI mandates. Our lawyers assist in developing frameworks for digital lending, payments, securities, and capital market operations, ensuring seamless alignment between innovation and regulation while minimizing exposure to penalties and reputational risks.
Expertise Includes
- Licensing and regulatory approvals under RBI, SEBI, and IRDAI
- NBFC registration, structuring, and compliance
- Digital payment and fintech regulation advisory
- Anti-money laundering (AML) and KYC compliance
- Securities market investigations and enforcement
- Governance, risk, and compliance audits
- Financial product structuring and legal vetting
- RBI inspection and representation
- Advisory on digital banking and wallet operations
- Legal due diligence for financial transactions
- Data security and financial information governance
- Representation in regulatory and enforcement proceedings
Why Dhir & Mohanty
Dhir & Mohanty’s Financial Regulatory team stands out for its in-depth understanding of the evolving financial ecosystem. Our multidisciplinary lawyers combine legal expertise with technical knowledge of financial products and compliance mechanisms. We help clients interpret complex regulatory changes, prepare documentation, and design compliance frameworks tailored to their operations. Our firm’s experience with financial regulators and enforcement bodies ensures practical, risk-mitigated solutions. By staying at the forefront of financial innovation, Dhir & Mohanty enables clients to operate confidently and compliantly in a rapidly evolving regulatory environment.
Practice Areas
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